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Securities regulation in the United States
Results: 4123

#	Item
621	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-Q È QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:11:14 Generally Accepted Accounting Principles Financial statements Equity Stock market Income tax in the United States SEC filings Rate of return Regulation S-X Regulation S-K Finance Accountancy Business
622	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-Q È QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:12:00 Generally Accepted Accounting Principles Financial statements Federal Reserve System Equity Income tax in the United States SEC filings Income statement Regulation S-X Finance Accountancy Business
623	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-Q È QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:12:02 Generally Accepted Accounting Principles Financial accounting Financial statements Equity Stock market Federal Reserve System Income tax in the United States Income statement Regulation S-X Finance Accountancy Business
624	December 3, 2013 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English Financial regulation Self-regulatory organizations Financial system Economy of the United States Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
625	Financial Fraud Law Report An A.S. Pratt & Sons Publication March 2014 Add to Reading List Source URL: www.wilmerhale.com Language: English - Date: 2014-03-12 15:22:58 Corporate crime U.S. Securities and Exchange Commission Financial system Securities fraud Insider trading SAC Capital Advisors H. David Kotz Accounting scandals Securities regulation in the United States Corruption Business Economics
626	June 29, 2012 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English United States securities law United States Securities and Exchange Commission 73rd United States Congress Financial services Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Regulation D Hedge fund Securities regulation in the United States Financial economics Investment Finance
627	Emergency Rules on businesses in the form of printing, storage, and labor, the failure to immediately adopt this rule could risk Missouri’s reputation as a streamlined, low-hassle environment for business. Therefore, t Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-01-27 10:41:07 Filing Internal Revenue Service Regulation D Business Law Government Finance SEC filings United States Securities and Exchange Commission Form D
628	IMPORTANT NOTICE INDUSTRY GUIDANCE: MAINE OFFICE OF SECURITIES JOINS NASAA IN STREAMLINING SECURITIES FILING PROCESS The North American Securities Administrators Association (NASAA) has launched the Electronic Filing Dep Add to Reading List Source URL: www.state.me.us Language: English - Date: 2015-01-22 11:14:19 73rd United States Congress Finance Financial economics Financial regulation New Deal Securities Act Form D Regulation D Security SEC filings United States securities law United States Securities and Exchange Commission
629	Updated G20 Roadmap towards Strengthened Oversight and Regulation of Shadow Banking in[removed]Q4 – FSB to refine the information-sharing process within its policy framework for other shadow banking entities so as Add to Reading List Source URL: www.g20.utoronto.ca Language: English - Date: 2014-11-16 02:25:53 Finance Shadow banking system United States housing bubble Financial economics International Organization of Securities Commissions Basel II Federal Security Service Business Financial Services Board Systemic risk International finance institutions Financial regulation
630	Jumpstart Our Business Startups Act (JOBS Act) Signed Into Law: President Obama recently signed the Jumpstart Our Business Startups (JOBS) Act into law, resulting in a number of changes that will modernize securities law Add to Reading List Source URL: www.managedfunds.org Language: English Financial regulation Financial services European Union directives Hedge funds Markets in Financial Instruments Directive Alternative Investment Fund Managers Directive U.S. Securities and Exchange Commission Securities regulation in the United States Regulation D Financial economics Investment Economics

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